https://doi.org/10.37955/cs.v8i2.352
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eISSN: 2600-5743
Declaration of Interdiction by a
Notary Public of a person with
mental and psychological
disabilities
Declaratoria de Interdicción por Medio de Notario
Público de una persona con discapacidad mental y
Psicológica
José Pablo Abreu Fernández
Abogado, Instituto Superior Tecnológico Espíritu Santo con condición de
universitario, Guayaquil, Ecuador y Universidad Bolivariana del Ecuador, Guayaquil.
Ecuador, jpabreu@tes.edu.ec, jpabreu1993@gmail.com, https://orcid.org/0000-0002-
8737-3832
Samuel Morales Castro
PhD. Universidad Bolivariana del Ecuador, Universidad Bolivariana del Ecuador,
Guayaquil. Ecuador, smoralesc@ube.edu.ec, https://orcid.org/0000-0003-1753-2516
Gabriel Alejandro Santamaría Coloma
Abogado Universidad Bolivariana del Ecuador, Guayaquil Ecuador.
gabrielalejandro3496@hotmail.com, https://orcid.org/0009-0007-2478-6756
ABSTRACT
The result of the degree work prior to obtaining the title of Master in
Procedural Law was presented, with the topic: "Declaration of
Interdiction by Notary Public of a person with mental and
psychological disabilities". The purpose of the same was to carry out a
legal analysis of the legal regulations in Ecuador regarding the
declaration of interdiction and the appointment of a guardian for
persons with intellectual disabilities. This contributed to solve the
research problem referred to: How to favor the legal procedure to
safeguard the rights of persons with mental and psychological
disabilities, through the appointment of a guardian, involving the
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participation of a notary public? The research had a qualitative,
documentary and explanatory approach.
RESUMEN
Se presentó el resultado del trabajo de titulación previo a la obtención
del título de Magister en Derecho Procesal, con el tema: “Declaratoria
de Interdicción por Medio de Notario Público de una persona con
discapacidad mental y Psicológica”. El propósito de la misma fue
realizar un análisis jurídico sobre la normativa legal en el Ecuador en
cuanto a la declaratoria de interdicción y el nombramiento de curador
para personas con discapacidad intelectual. De esta manera se
contribuyó a resolver el problema de investigación referido a: ¿Cómo
favorecer en el procedimiento legal de salvaguardar los derechos de las
personas con discapacidad mental y psicológica, a través del
nombramiento de un curador, involucrando la participación de un
notario público?. La investigación tuvo un enfoque cualitativo, de tipo
documental y explicativa.
Keywords / Palabras clave
Legal guardian, Interdiction, Mental and Psychological Disability.
Tutor legal, Interdicción, Discapacidad Mental, Psicológica
Introduction
A long time ago, in many societies it was considered that the person
who had some kind of disability was an entity whose existence did not
deserve to be lived, and rather, it was seen as an economic-social
obligation, at family level, which even led to their death, thus
infanticide arose in many places.
In this research we will analyse the rights of people with intellectual
disabilities, given its own nature, and being a very sensitive subject,
which every day has acquired great significance and has a prolific
treatment by the Inter-American Commission of Human Rights.
Likewise, it has its protection in the rights guaranteed in a series of
conventions and treaties, of which Ecuador is a signatory, for all this,
it is in the Republic of Ecuador a quite disputed topic.
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In the same vein, it can be seen that persons considered intellectually
disabled, due to their own development, legal protection, and their
own legal capacity, must have a guardian, who make decisions on their
behalf and in their representation, as they belong to a group subject to
fundamental rights. Among these rights are life, food, freedom,
transport and access to social recognition processes, guaranteed in the
Constitution of the Republic of Ecuador, in Chapter Three, Rights of
persons and groups of priority attention, specifically in Art. 35
(Constitution of the Republic of Ecuador, 2008).
The declaration of interdiction and appointment of a guardian are
significant preventive actions. These measures facilitate the
performance of necessary legal acts for persons with intellectual
disabilities, such as the subscription of contracts for the acquisition of
goods and services, among others; hence the importance of the
proposal of this article, which suggests an amendment to the Notarial
Law in force in Ecuador.
An examination of the current Notarial Law reveals the lack of a clear
definition and specific treatment for the processes of declaration of
interdiction and appointment of a guardian for persons with
disabilities. This level of detail is present in cases of persons deprived
of their liberty, as reflected in Article 18, paragraph 25 of the Notarial
Act itself, which states the following:
25.- To process the request for the declaration of interdiction to
administer the assets of a person declared a convicted person by an
enforceable criminal judgement; for this purpose, the enforceable
judgement shall be attached. In the act that establishes the
interdiction, a guardian shall be appointed. (Ecuador, National
Assembly, 2023).
Given the current situation, it is essential that the Ecuadorian legal
system, specifically in the Notarial Law, incorporates clear provisions
that regulate the rights of persons with disabilities. This includes, in
particular, the development of interdiction processes and the
appointment of guardians under the authority of a notary public.
In the face of this problem, it is crucial to examine the relationship
between the declaration of interdiction and the appointment of a
guardian in cases of persons with disabilities, especially intellectual
disabilities.
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In Ecuador, Article 6 of the Organic Law on Disabilities establishes
that a person with a disability is a person who:
Article 6.- Person with disability. - For the purposes of this Law, a
person with disability is considered to be any person who, as a
consequence of one or more physical, mental, intellectual or sensory
impairments, regardless of the cause that originated it, has a
permanently restricted biological, psychological and associative
capacity to exercise one or more essential activities of daily life, in the
proportion established by the Regulations. (Ecuador, Asamblea
Nacional, 2019).
Given the importance of what is stated in Article 6 of the
aforementioned law, the notary assumes the responsibility of
guaranteeing the legal security of those who require these actions. The
notary public assumes a fundamental role in the Declaration of
Interdiction, as he/she is the competent person in charge of carrying
out the legal process in an impartial and transparent manner,
converting the appointment of a guardian into an act of public faith.
The notary public acts as a guarantor of the rights and protection of
the person with a disability, ensuring that the procedures established
by law are complied with. Furthermore, the notary public has the
responsibility to assess the mental and psychological capacity of the
person in question, based on medical and psychological evidence and
reliable testimony. He/she must act with sensitivity and empathy
towards the person with a disability, always respecting his/her dignity
and autonomy.
All of the above leads to the formulation of the following scientific
problem: How to favour the legal procedure of safeguarding the rights
of persons with mental and psychological disabilities through the
appointment of a guardian, involving the participation of a notary
public?
From this perspective, the general objective of the research is: to carry
out an exhaustive legal analysis of the internal legal system in Ecuador
with regard to the declaration of interdiction and the appointment of
a guardian for persons with intellectual disabilities (mental and
psychological), with the aim of proposing a new paragraph to Article
18 of the current Notarial Law. Since its inception, the United Nations
has played a crucial role in recognising and promoting the rights of
persons with disabilities within the international legal framework.
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Armed confrontations in the bloody Second World War left a large
number of persons with disabilities as a result, and this, therefore,
represented a problem for the countries involved, as they represented
a burden, such persons, and of course, there was no effective policy on
the issue of disability, regulating this issue.
Against this background, the United Nations first specifically
addressed the issue of disability in 1950 at the sixth session of the
Social Commission. At this session, two reports on physical disabilities
were considered and the work of the International Programme for the
Welfare of the Blind was reviewed. As a result of these efforts, the
Economic and Social Council created a number of specific
rehabilitation and treatment programmes for people with physical and
visual disabilities (Saulle, 1981).
In the late 1960s, a reorientation in the policies followed until then
began to take place. However, despite the growing interest in
disability, it was still conceived exclusively as part of the welfare and
sometimes social policy of states, with no apparent link to the
protection of fundamental rights and freedoms. This explains the
absence of any mention of persons with disabilities in the
International Covenants on Human Rights of 1966 (Humanium, 1966)
and in the Universal Declaration of Human Rights of 1948 (United
Nations (UN), 1948).
In the 1970s, people with disabilities began to be recognised as rights
holders. In 1971, the General Assembly approved through Resolution
No. 2856, the Declaration of the Rights of Mentally Retarded Persons,
which was a milestone, being the first international instrument of the
United Nations that recognised the rights of persons with intellectual
disabilities (Organisation of American States (OAS), 1971).
Likewise, already in 1975, the General Assembly of the UN, approved
in the same way, through the Resolution 3447 dated December 9th,
1975, the Declaration of the Rights of the Disabled, which, extended
the recognition of the rights guaranteed to all the beings with some
disability (United Nations Educational, Scientific and Cultural
Organization (UNESCO), 1975). However, both Declarations did not
have the character of being binding on States, and therefore lacked the
force of compliance.
In the same vein, the UN determined that the year 1981 would be called
the "International Year of Disabled Persons", the theme of which
would be "full participation", with the aim of:
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§ assist the disabled in their physical and psychological adaptation to
society;
§ to promote all national and international efforts to provide the
disabled with appropriate assistance, care, training and guidance,
to make available to them opportunities for suitable work and to
ensure their full integration into society;
§ encourage study and research projects aimed at facilitating the
practical participation of disabled persons in everyday life;
§ educate and inform the public about the right of disabled persons to
participate in and contribute to various aspects of economic, social
and political life; and
§ to promote effective measures for the prevention of disability and
for the rehabilitation of disabled persons (United Nations
Educational, Scientific and Cultural Organisation (UNESCO),
1981).
Consequently, the United Nations General Assembly at its thirty-
seventh session, by Resolution 37/52 of 3 December 1982, adopted the
World Programme of Action concerning Disabled Persons, whose
purpose is: "to promote effective measures for the prevention of
disability, rehabilitation and the realization of the goals of 'full
participation' of disabled persons in social life and development and of
'equality'" (United Nations (UN), 1982).
Also, the General Assembly itself established the so-called United
Nations World Decade for Disabled Persons (1983-1992), with the aim
of holding an International Conference related to this important issue
of disability, but this objective could not be achieved (United Nations
(UN), 1982).
Similarly, a series of Declarations followed, such as the 1989 Tallinn
Guidelines for the Development of Human Resources in the Field of
Disability (United Nations, 1989), the 1991 Principles for the
Protection of Persons with Mental Illness and the Improvement of
Mental Health Care (Organisation of American States (OAS), 1991). In
1992, at the conclusion of the aforementioned Decade, the UN
declared that 3 December of each year would be designated as the
International Day of Persons with Disabilities (United Nations (UN),
1992).
Then, by means of the Resolution adopted by the General Assembly at
its Forty-eighth session on 20 December 1993, the Standard Rules on
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the Equalization of Opportunities for Persons with Disabilities were
adopted, with the aim of:
(a) Emphasize that all measures in the field of disability presuppose
sufficient knowledge and experience of the special conditions and
needs of persons with disabilities;
(b) Emphasize that the process by which every aspect of the
organization of society is made available to all is a fundamental
objective of socio-economic development;
(c) Identify key aspects of social policies in the field of disability,
including, where appropriate, the active promotion of economic and
technical cooperation;
(d) Provide models for the political decision-making process necessary
for the achievement of equality of opportunity, taking into account the
existence of a wide range of economic and technical levels, as well as
the fact that the process must reflect a thorough understanding of the
cultural context in which it takes place and the key role that persons
with disabilities play in that process;
(e) Propose the establishment of national mechanisms for close
collaboration between States, bodies of the United Nations system,
other intergovernmental bodies and organizations of persons with
disabilities;
f) Propose an effective mechanism for monitoring the process by which
States seek to achieve equality of opportunity for persons with
disabilities. (United Nations (UN), 1993).
These Standard Rules are the most relevant international instrument
in terms of the international legal regulatory framework on the issue
of disability, although they are not binding on the signatory countries.
Despite the efforts made, the main criticism of the work of the United
Nations was the lack of a GLOBAL TREATY to promote and protect
the rights of persons with disabilities. It was clear that, without such a
legally binding document, the exercise, respect and, above all,
enforcement of the rights of persons with disabilities would be
significantly hampered.
After extensive expert study, the General Assembly adopted the
Convention on the Rights of Persons with Disabilities and its Optional
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Protocol at its 61st session on 13 December 2006 (United Nations
(UN), 2006), which entered into force on 3 May 2008.
This treaty is considered a cornerstone in the recognition of equal
rights and opportunities for persons with disabilities.
The main objective of this Convention is to ensure that persons with
disabilities fully enjoy all human rights and fundamental freedoms.
The content of the Convention covers different aspects of the lives of
persons with disabilities, such as equality and non-discrimination,
accessibility, inclusion, participation in political and public life, access
to justice, health, education and employment, among others.
The Optional Protocol to the Convention was adopted on the same day
and allows individuals and groups to submit complaints to the
Committee on the Rights of Persons with Disabilities, a body
established to monitor the implementation of the Convention. This
Protocol also gives the Committee the power to conduct enquiries in
specific cases of grave violations of the human rights of persons with
disabilities.
The Convention establishes implementation and monitoring
mechanisms to ensure compliance. These include the Committee on
the Rights of Persons with Disabilities, a body composed of
independent experts to review periodic reports submitted by States
parties and issue recommendations to improve the situation of
persons with disabilities in each country.
In addition, the Convention establishes the obligation of States parties
to adopt legislative, administrative and other measures to guarantee
the rights recognised in this treaty, as it has the character of being
binding on all signatory States.
Persons with specific needs:
In order to begin to analyse the problems arising from this research, it
is vitally important to know what is meant by people with disabilities.
For this, the definition of the Pan American Health Organization is
assumed, when referring to the Convention on the Rights of Persons
with Disabilities (CRPD), which, in its article 1, defines persons with
disabilities as "those who have long-term physical, mental, intellectual
or sensory impairments which, in interaction with various barriers,
may hinder their full and effective participation in society on an equal
basis with others. (Pan American Health Organization (PAHO), 2024).
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Classification of the different types of intellectual disabilities.
Intellectual disability is defined as:
A condition in which an individual experiences significant limitations
in intellectual functioning and basic adaptive skills. These limitations
affect the ability to learn, understand new information, reason and
cope with the daily demands of life independently. (Universidad
Internacional de La Rioja (UNIR), 2024).
Consequently, this definition details the different types of intellectual
disability that exist, according to the different medical studies carried
out:
- Mild intellectual disability: characterised by challenges in academic
learning and social adaptation. People with this type of disability can
generally learn basic academic skills, but need additional support to
develop social skills and face challenges in areas such as reading,
writing and mathematics. It is characterised by people with IQ
between 50 and 70, with cognitive delay and a slight impairment of the
sensorimotor field. They are able to take part in the education system,
receive training and even have professional activity, but their learning
takes much longer than that of other people.
Examples of specific difficulties would be:
§ Difficulties in reading and writing: they may need specific
strategies to improve reading comprehension and express
themselves in writing.
§ Limited mathematical skills: they require a practical and visual
approach to understand mathematical concepts.
§ Organisational problems: difficulties in organising tasks and
following complex instructions (Universidad Internacional de
La Rioja (UNIR), 2024).
Moderate Intellectual Disability: At this level, challenges are more
pronounced and individuals may need support with strategies to
address special educational needs such as daily living. This level, which
is below 50 in IQ, creates a constant need for supervision in both
education and work, although, with much therapy, they may have
some degree of autonomy. Some specific characteristics include:
§ Need for support in daily tasks: assistance with daily activities such
as dressing, grooming and food preparation.
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§ Limited language development: difficulties in expressing and
understanding language.
§ Limited social skills: problems in establishing meaningful social
relationships. (International University of La Rioja (UNIR), 2024).
Severe Intellectual Disability: Involves significant challenges in all
areas of development. It is when the IQ is between 20 and 35, making
those who suffer from it in need of constant supervision, as it almost
always presents with neurological damage. This causes the individual
to have reduced skills, little or no reading and numerical
comprehension. Here, people usually communicate with holophrases.
Legally they are considered unable to make their own decisions.
People with this condition may require constant support and
supervision in almost all daily activities, for example:
Need for constant care: complete dependence for daily tasks and
personal needs.
§ Communication limitations: limited or no language, using non-
verbal forms of communication.
§ Require structured and supervised environments: need a highly
structured environment to function effectively (Universidad
Internacional de La Rioja (UNIR), 2024).
Profound intellectual disability: At this level the intellectual disability
is extreme, with significant challenges in all areas of development. It
is one of the most infrequent, and is the one of the different types of
intellectual disability most feared by parents, as those who suffer from
it have an IQ capacity of less than 20. This implies permanent care and
the survival rate is very low, as it is often accompanied by neurological
problems, among others. Their motor skills are limited and their
communicative ability is quite low or non-existent.
People with profound intellectual disabilities may have severe
difficulties in communication and mobility and require constant and
specialised care.
§ Total dependence: they need complete assistance for all daily
activities.
§ Limited or absent communication: extreme difficulties in
communicating verbally or not communicating verbally.
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§ Special medical needs: face additional medical conditions that
require constant attention. (Universidad Internacional de La Rioja
(UNIR), 2024).
Understanding these levels of intellectual disability is fundamental to
adapt support and legal strategies to the individual needs of each
person, with the aim of protecting their rights, in the different bodies
of law.
Notarial Law and the Protection of the Rights of Persons with
Disabilities.
Notarial law plays a key role in the protection of the rights of people
with disabilities. As impartial and objective intermediaries, notaries
are responsible for ensuring the authenticity, security and legality of
all legal transactions. In the case of persons with disabilities, this
means ensuring that their rights are respected and adequately
protected.
The notary, through his or her function as a notary public, can ensure
the legal capacity of persons with disabilities, i.e. their ability to
exercise rights and obligations. In this respect, it is essential that the
notary carries out a thorough analysis of the capacity of the person
with a disability, avoiding stereotypes and prejudices, taking into
account all individual circumstances, to ensure that his or her
autonomy and free exercise of will is not infringed.
Once the capacity of the person with a disability has been assessed, the
notary can take measures to ensure that his or her rights are protected.
This can include the appointment of support or legal representatives,
the adoption of appropriate safeguards and the recommendation of
accessibility and adaptation measures in legal transactions, as is
precisely our proposal or practical contribution in this research.
Notarial law has various instruments for guaranteeing the rights of
persons with disabilities. One of the most important of these is the
granting of powers of attorney, whereby a person with a disability can
appoint a representative to act on his or her behalf. These powers of
attorney can include the management of legal, financial and personal
care matters, but at the moment the Notarial Act essentially does not
provide for the particular case in which a petition for a declaration of
interdiction can be processed to administer the assets of a person
declared mentally incompetent, which is exactly the contribution we
want to make to the law on the subject.
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The notary has an important responsibility in promoting the inclusion
and equality of people with disabilities. In addition to fulfilling his
legal functions, the notary has the capacity to influence society and the
construction of inclusive environments. The notary can contribute to
the fight against discrimination and stigmatisation of persons with
disabilities by promoting inclusive practices in his or her daily work.
This involves providing equal treatment to all persons, adapting
notarial procedures according to individual needs and raising
awareness and sensitisation about the rights of persons with
disabilities.
It is essential for the notary to keep up-to-date and trained in
disability-related aspects in order to be able to provide a quality service
that respects human rights. Collaboration with organisations and
entities specialised in disability can also be of great help in broadening
knowledge and improving the notary's inclusive approach.
The State of Interdiction and Guardianship.
According to the Royal Academy of the Spanish Language (RAE), the
term Interdiction is referred to as follows: "Procedure of a civil nature
aimed at declaring that a certain person does not have the intellectual
or volitional capacities to carry out his or her exercise capacity". (Pan-
Hispanic Dictionary of Legal Spanish, 2024).
On the other hand, the Civil Code itself, in Art. 367, refers to
guardianships and curatorships, stating the following:
Art. 367: guardianships and curatorships or curatorships, are
positions imposed on certain persons, in favour of those who cannot
govern themselves, or competently administer their affairs, and who
are not under the power of a father or mother, who can give them due
protection.
The persons who exercise these positions are called guardians or
curators, and generally guardians (Ecuador, Congreso Nacional,
2022).
Interdiction is a legal procedure that aims to protect and safeguard the
rights of persons who, due to various circumstances, have lost their
capacity to make decisions or exercise their rights autonomously.
Interdiction is a legal status in which a person is declared incapable of
exercising the full enjoyment of his or her civil rights on his or her own.
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In order for a person to be declared interdicted, it is necessary to follow
a procedure established by law.
The first step is the filing of an application by a family member, spouse
or a person interested in the protection of the rights of the person in
question, which must meet the requirements contained in the COGEP,
accompanied by a certificate from a Psychiatrist or neurologist on the
state of the alleged interdicted person, issued under oath, among
others to prove his or her mental incapacity.
This application must be submitted to a competent judge and contain
solid arguments demonstrating the need to declare the person
interdicted. In addition to the filing of the application, all parties
involved must be notified, an exhaustive medical and psychological
evaluation of the person must be carried out, and a hearing must be
held in which the mental capacity of the person will be evaluated and
the arguments of all interested parties will be heard, Once all the
evidence demonstrating the person's incapacity has been gathered and
once the only hearing has been held in accordance with the summary
procedure (COGEP), the final interdiction is declared and a definitive
guardian is appointed (Chimbo, 2020). (Chimbo, 2020)
It is important to highlight that interdiction does not imply a total loss
of rights for the person declared interdicted, but rather seeks to protect
his or her interests and guarantee that his or her decisions are taken in
a responsible manner by his or her guardian or curator.
Although it is a legal mechanism designed to protect the most
vulnerable persons, the application of interdiction can present
limitations and challenges. These may include the difficulty in
accurately and objectively determining the degree of incapacity of a
person, conflicts of interest between the parties involved, lack of
adequate resources and support for the guardian or conservator, and
the potential for abuse or neglect by the appointed guardian or
conservator.
It is essential that improvements be made to the interdiction and
guardianship system to ensure the effectiveness and protection of the
rights of persons declared interdicted.
Types of interdiction:
In this section we share the criteria of Gustavo Antonio Chaves Chimbo
(2020), which refers that interdiction can be judicial or legal:
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Judicial interdiction: This is the interdiction resulting from a serious
habitual intellectual defect. Its name derives from the fact that the
intervention of the judge is necessary to pronounce it. It determines an
incapacity for protection.
Legal interdiction: This is the interdiction resulting from a prison
sentence. Its name derives from the fact that, once the sentence has
been imposed, without the need for any other requirement, the
offender is interdicted by virtue of law. It determines an incapacity for
social defence (p. 18).
The effects of interdiction are as follows:
Among the main effects caused by the sentence of interdiction are:
1. The interdicted person is deprived of the government of his person,
he is affected by a full, general and uniform incapacity, consequently,
he is subject to guardianship.
2. The guardian must see to it that the interdicted person recovers his
or her capacity; for this purpose, the products of the assets must be
used.
3. The judge, with knowledge of the case, shall decide whether the
incapacitated person is to be cared for at home or elsewhere, but shall
not intervene if the curator is the father or mother of the incapacitated
person.
4. He is deprived of the exercise of parental authority over his
unemancipated minor children. (Chimbo, 2020).
Materials and Methods
The research had a qualitative, documentary-type approach which,
according to Bernal, Cesar (2010) "consists of an analysis of written
information on a given topic, with the purpose of establishing
relationships, differences, stages, positions or current state of
knowledge regarding the subject under study" (p. 111). (p. 111). In this
case, an analysis is made of Article 18 of the Notarial Act in force and
its numerals. It is also of an explanatory type since this type of research
"seeks that the conclusions lead to the formulation or contrast of laws
or scientific principles" (p. 115), inasmuch as once the analysis of the
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article of reference and the current numerals has been carried out, the
inclusion of a new numeral is proposed which gives notaries the power
to declare an intellectually disabled person interdicted and at the same
time appoint a guardian in the same legal act.
Theoretical methods such as analysis and synthesis, inductive-
deductive and historical-logical methods were used to guide the
research process on the declaration of interdiction by a notary public
for mentally and psychologically disabled persons. In addition, the
method of legal systematisation is used in the design of the proposed
new paragraph of Article 18 of the current Notarial Act, which enables
its structure and functioning to be conceived. Document analysis was
used as a research technique, which is a "technique based on
bibliographic files whose purpose is to analyse printed material"
(Bernal, 2010, p. 194), in this research the fundamental
documentation was based on the legal law in force in Ecuador.
Similarly, interviews were conducted with notaries and lawyers whose
contributions were essential for the analysis of the proposal for the
new section of the current law under analysis in this research.
The study population consisted of three notaries and three lawyers
from the city of Guayaquil, Ecuador, who were interviewed with 10
questions in order to analyse the process of applying Article 18 of the
current Notarial Law under investigation.
Results
This analysis corroborates how legal practice in Ecuador affects
persons with intellectual disabilities and highlights the opinion of
specialists on the possibility of granting new powers to notaries to
solve this problem.
When inquiring about the Current Regulations, which constituted
question 1, the interviewees agree that the Ecuadorian legal system,
although it guarantees the protection of the rights of persons with
disabilities, especially intellectual disabilities, highlights the need to
help lighten the process.
In relation to question 2 regarding the efficiency of the legal
procedures, most of the interviewees also agree that the current
procedures for declaring interdiction are complicated and lengthy,
which overloads the courts and makes it difficult to quickly access the
necessary legal protection. They suggest that these functions could be
taken over by notaries for greater efficiency.
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At the same time, question 3 was asked about the Declaration of
Survival, where again the majority are of the opinion that the purpose
of the declaration of survival by notaries is to verify the existence of the
person. They point out that this process, although regulated, does not
directly address disability, which does not represent a significant
loophole in the law.
Also, asked about the importance of the Declaration of Interdiction
(Question 4), all respondents stated that the declaration of interdiction
is seen as crucial to protect persons with intellectual disabilities by
facilitating the appointment of a guardian. Respondents believe that
allowing notaries to make such declarations would significantly
improve the process and the well-being of these persons.
Another aspect on which the interview revolved was the Criteria for
Determining Disability (Question 5), where the following were
predominant in their responses: certifications from the Ministry of
Public Health, CONADIS and specialised medical expertise.
Due to the relevance of the topic, the analogy with the Representation
of Persons Deprived of Liberty was asked (Question 6), where a
possible parallelism between the legal representation of persons
deprived of liberty and those with intellectual disabilities was
appreciated, suggesting that notaries could play a similar role in both
cases.
On the basis of what is represented in the research, administrative
facilities were surveyed (Question 7), with the majority finding that the
incorporation of the power to declare interdiction to notaries would
simplify and speed up procedures, reducing the burden on the judicial
system and facilitating access to rights and benefits for users.
At the same time, questions were asked about the New Powers
(Question 8) where they emphasised the importance of granting
notaries the power to declare interdiction and appoint curators,
considering that this would speed up voluntary jurisdiction processes.
In addition, they questioned the requirements for the Declaration of
Interdiction (Question 9), where they listed essential requirements
such as the certification of survival, certifications from the Ministry of
Health and CONADIS, medical expertise, and testimonies of suitable
witnesses.
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Finally, a question was asked about preferences in the Appointment of
Curator (Question 10) at this point the majority suggested that the
curator should preferably be the spouse or a close relative to guarantee
the rights of the represented person, although the possibility of
appointing a person with legal training is also considered if the context
requires it.
From the studies carried out throughout this research, and from
verifying the existence of the scientific problem, it becomes essential
to propose a solution to it, through the following new proposal. To this
end, it is intended to contribute with a new numeral to Article 18 of the
Notarial Law, which gives notaries the power to declare an
intellectually disabled person interdicted and at the same time appoint
a guardian in the same legal act.
§ The proposal would then read as follows:
§ Reform Title XXII OF THE CIVIL CODE:
§ Articles 480, 481, 482, 484, 486, 487, 488.
§ In Article 480, replace judicial interdiction by notarial
interdiction.
§ In Article 482 replace the expression "The judge" by "The notary".
In Article 484 replace "The judge shall choose" by "The notary shall
appoint", and in addition state the following: The parents may not
exercise this office without the consent of the other spouse. The
children may not exercise this office without the consent of the
majority of their siblings. In case of the third order of succession Art.
1053. Siblings may not exercise this office without the consent of the
majority of their siblings, for which purpose they shall go to a
Mediation Centre, where the person or persons best suited to exercise
this office shall be appointed.
In Article 486, replace the expression "after the sentence of
interdiction" by "after the act of interdiction".
In Article 487 replace the expression "judicial authorisation" by
"notarial authorisation".
In Article 488 replace the expression and with judicial authorisation
by and with notarial authorisation.
Amendment of Article 18 of the Notarial Act
Add a new paragraph to the articles: Art.18, paragraph 39
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To process the petition for the declaration of interdiction to administer
the assets of a person declared mentally incompetent; for this purpose,
a medical history and a certificate issued by a psychiatrist from the
Institute of Neurosciences or the Social Security Institute shall be
attached;
In the act establishing the interdiction, a guardian shall be appointed.
The legal guardian has the duty to act in a diligent and responsible
manner, making decisions for the welfare and safety of the ward. The
responsibilities of the legal guardian include managing the ward's
assets and resources, as well as making decisions in medical, legal and
financial matters.
The notary public has the responsibility to assess the mental and
psychological capacity of the person in question, based on reliable
medical and psychological evidence and testimony. The notary public
will request medical and psychological evidence to support the
declaration of incapacity, as well as testimonies from family members,
caregivers or health professionals that can support such a request.
The notary public is also responsible for supervising the management
of the legal guardian, ensuring that he/she fulfils his/her duties and
makes decisions in the best interests of the ward. The legal guardian
must be accountable to the notary public and fulfil the obligations laid
down by law.
In addition, the notary public may be consulted in the event of a
conflict or dispute between the legal guardian and other relatives or
interested parties. The notary public must act with sensitivity and
empathy towards the person with disabilities, always respecting their
dignity and autonomy.
Conclusions
The epistemic and legal analysis of the current law in Ecuador on the
legal procedures of persons with disabilities made it possible to solve
the scientific problem that led to the research and to fulfil the General
Objective by carrying out an exhaustive legal analysis of the internal
legal system in Ecuador, regarding the declaration of interdiction and
the appointment of a guardian for persons with intellectual disabilities
(mental and psychological), with the purpose of proposing a new
numeral to Article 18 of the current Notarial Law.
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The proposal of a new numeral to Article 18 of the current Notarial
Law may help to streamline the current process, reduce paperwork
and thus benefit persons with disabilities.
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