https://doi.org/10.37955/cs.v8i1.335
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eISSN: 2600-5743
The penitentiary system in Ecuador
in relation to the right to personal
integrity
El sistema penitenciario en el ecuador frente al derecho
de integridad personal
José Alejandro Jara Toca
Estudiante de la carrera de Derecho en la Universidad Indoamérica
jjara5@indoamerica.edu.ec
https://orcid.org/0009-0006-8616-6635
Daniela Fernanda López Moya
Abogada de los Tribunales de Justicia de la República del Ecuador, Magister en Derecho
Constitucional, Magister en Derecho Laboral y Seguridad Social, Docente titular
Universidad Indoamérica
danielalopez@uti.edu.ec
https://orcid.org/0000-0002-6777-2617
ABSTRACT
The Ecuadorian prison system aims to generate the space and means
for people who have committed an unlawful act to comply with the
sanctions imposed by the judicial authority, where their fundamental
and specific rights must be respected for this group of priority
attention, with emphasis on the right to personal integrity, which is
composed of the physical, psychological, moral and sexual aspects,
which, ultimately, make up human dignity and well-being. This article
was carried out using the hermeneutic method through a documentary
analysis, therefore, it worked from a qualitative approach. The purpose
is to analyze and evaluate the effectiveness of the protection of the
rights of persons deprived of liberty, with emphasis on the right to
personal integrity, in the light of the penitentiary system, which
presents a series of challenges, as well as its international regulation.
It is clear that the constitution recognizes specific rights for inmates,
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which are complemented by principles for their application,
institutions for their protection, disciplinary regulations in the centers
and jurisdictional guarantees such as Habeas Corpus for their
protection, including a corrective approach to the execution of the
sentence.
RESUMEN
El sistema penitenciario ecuatoriano pretende generar el espacio y
medios para que las personas que han cometido un acto antijuridico
cumplan las sanciones interpuestas por la autoridad judicial, donde se
deben respetar sus derechos fundamentales y específicos para este
grupo de atención prioritaria, con énfasis en el derecho a la integridad
personal mismo que está compuesto por el aspecto físico, psicológico,
moral y sexual, que, en definitiva, configuran la dignidad y bienestar
humana. El presente artículo se realizó empleando el método
hermenéutico a través de un análisis documental, por ello, se trabajó
desde un enfoque cualitativo. El objeto es analizar y evaluar la
efectividad de la protección de los derechos de los privados de libertad
con énfasis en el derecho a la integridad personal, bajo la mira del
sistema penitenciario, mismo que presenta una serie de desafíos y
retos, así como su regulación internacional. Ante lo cual se desprende
que la constitución reconoce derechos en específico para los reclusos,
lo que se complementa con principios para su aplicación, instituciones
para su resguardo, normativa disciplinaria en los centros y garantías
jurisdiccionales como el Hábeas Corpus para su protección, incluso
con un enfoque correctivo para la ejecución de la pena.
Keywords / Palabras clave
rights, habeas corpus, personal integrity, prison system, prisoners
Derechos, habeas corpus, integridad personal, privados de libertad,
Sistema penitenciario
Introduction
The penitentiary system is defined within the social sphere as that
mechanism for the fulfillment of sentences, fixed to an individual
through a sentence, in support of the punitive power of a State in
criminal matters, which has elements to promote and rehabilitate
those subjects who have caused an alteration in society due to an
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unlawful behavior, in order to prevent the commission of future
infractions, whether or not of the same nature. This system must have
sufficient resources and trained personnel to administer and control
the centers of deprivation of liberty, and to implement prison policy
aimed at achieving the two elements described above, such as
rehabilitation and reintegration of individuals, in addition to the
prevention of recidivism.
Persons deprived of liberty (hereinafter PPL) are those subjects who
have been imposed as a punitive measure by a final conviction, the
prohibition of freedom of movement, upon determining their
responsibility in the commission of a criminal offense, as well as those
on whom a precautionary measure of preventive detention has been
applied, to ensure the immediacy of the defendant in the criminal case.
It should be noted that the Constitution of the Republic of Ecuador
recognizes them as a group of priority attention, since they are
restricted a fundamental right such as freedom, which makes the State
responsible for ensuring their human dignity and integrity, through
the competent agencies and authorities, through which it will establish
the necessary measures to ensure this particular.
The right to personal integrity, the subject of this study, covers the
physical, psychological, moral and sexual aspects of a person, which
are conducive to the dignity of the human being, therefore, Ecuadorian
law prohibits under any aspect that actions or omissions are
committed that generate harm or affectation to the individual, as a
result of cruel, degrading or inhuman treatment, especially when there
is a hierarchy of power, a situation that can be seen contemplated in
prisoners who are under the provisions and mandates of the prison
authorities.
This right, from the context of physical integrity, constitutes the care
for the health and physical well-being of people, which is why the State
must promote it through adequate and timely medical care, including
for the prevention of diseases, as well as access to a nutritious diet and
physical activity through sports, among others. Psychic integrity is the
emotional and mental aspect of the person, which, due to these
circumstances of vulnerability, can be affected by pathologies such as
anxiety or depression. Sexual integrity refers to this sexual freedom, to
be able to discern and decide on their sexuality, and includes
protection from sexual violence during their imprisonment. Finally,
moral integrity refers to convictions, in which the customs and beliefs
of each individual must be respected; therefore, this broad dimension,
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whose focus is the case of PLW, is intended to be guaranteed by the
State.
The right to integrity, in the Ecuadorian context and its prison system,
seeks to verify its effectiveness, highlighting that the prison system and
policy "(...)has been widely criticized for its overcrowding, inadequate
facilities, violence, corruption and poor conditions in general" (Wilmer
Francisco Ortiz-Criollo, 2023). (Wilmer Francisco Ortiz-Criollo,
2023)This is in addition to the provision contained in the
Comprehensive Organic Penal Code (hereinafter COIP), which states
that with respect to inmates in state custody "The State shall be liable
for the actions or omissions of its servants that violate the rights"
(COIP, 2014, art. 676) of the prison population.
Therefore, the scope of the jurisdictional guarantee of habeas corpus,
which in relation to persons deprived of liberty protects three
fundamental rights, such as life, liberty, and personal integrity. This
tool, which essentially seeks that the person deprived of liberty in an
illegal, arbitrary and illegitimate manner may recover it, is extended
and may be activated in the event that the person is the victim of cruel
or inhuman acts.
The objective of this research is to investigate in the Ecuadorian prison
system, the protection of the rights of persons deprived of liberty with
a special focus on the right to integrity, in order to verify, if necessary,
mechanisms to ensure its guarantee and effectiveness. To this end,
topics will be addressed to identify the functionality of the prison
system in Ecuador and the situation and regulation of those deprived
of their liberty.
Materials and Methods
The present work called "The penitentiary system in Ecuador facing
the right to personal integrity", by its nature, was developed using the
hermeneutic method, since a deductive analysis of the selected topic
was carried out, starting from the description of general conceptions
to more specific notions. A legal analysis of the corresponding
regulations was also carried out in order to obtain a better
understanding of the subject of study. The approach used is qualitative
since neither a population study nor a numerical-statistical analysis
was required, but rather, the relevant characteristics and elements
were observed.
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Results
Persons deprived of liberty as a priority group of attention
The Ecuadorian constitutional text (2008) Article 35 recognizes
persons deprived of their liberty among the groups receiving priority
attention, stating that they "shall receive priority and specialized
attention in the public and private spheres" (Constitutional Assembly,
2008, p. 16). (Constituent Assembly, 2008, p. 16).regulating specific
rights for them. Although all individuals are equal in terms of formal
equality, it must be considered that those who are part of these groups
present some distinction or characteristic that places them in a
situation of vulnerability and, in order to balance this inequality,
actions and measures supported by constitutional and infra-
constitutional regulations are established, guiding and promoting
actions by the relevant authorities.
Their inclusion in this group is due to the restriction of one of the
fundamental rights for human development and existence, freedom,
where regardless of the reason for their deprivation, the PPL have been
removed from their usual environment, and are subordinated to the
penitentiary system. As noted in this case, these individuals "also enjoy
fundamental rights, however, because of their condition, the right to
liberty is exempted and as a consequence they are considered as
vulnerable groups" (Lascano Sinchiri & C. C., 2007). (Lascano Sinchiri
& Cárdenas Paredes, 2022, p. 218).In short, they are persons who have
been deprived of one of their fundamental subsistence rights, and
therefore merit the assignment of certain rights specific to this group
in order to protect their dignity in the generic context.
Article 51 ibidem establishes a series of rights assigned to this human
group, among which it is established that under no condition may
prison officials take isolation measures as a form of correction, they
have the right not to lose contact with their family and the
professionals handling their case, and the right to indicate to the
authorities the treatment they receive during their stay in prison,
under the consideration that the State must ensure their welfare, with
special emphasis on the absence of cruel or degrading treatment.
The State, therefore, being the guarantor of their rights, must have the
necessary resources to ensure the right to health, with medical
supplies and care by professionals in the area, as well as access to care
for their needs for their professional, academic and cultural
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development, which will allow their reintegration into society. On the
other hand, there will be preferential treatment for pregnant or
breastfeeding women, the elderly, adolescents, and those with
disabilities, since they are doubly vulnerable. Finally, protective
measures must be taken for individuals who are dependent on the PPL.
(Constituent Assembly, 2008). These are the main rights addressed in
the state political charter.
This is why, from the perspective of priority attention, there is a need
to develop specific policies, programs and strategies to guarantee the
effective protection of the rights of these people, such as improving
their living conditions, including their housing, food, medical care and
hygiene services, promoting their access to educational and cultural,
sports, vocational and labor activities, in order to enable their
rehabilitation and facilitate their social reintegration.
These include establishing specific measures for the protection of the
rights of women and persons belonging to ethnic or cultural minority
groups, as well as differentiating in the case of adolescent offenders;
and developing training plans for personnel in charge of the custody
and surveillance of persons deprived of liberty, aimed at guaranteeing
human rights and the social reintegration of inmates.
Right to personal integrity of persons deprived of liberty
The right to personal integrity is a fundamental and intrinsic human
right of individuals, in short, it corresponds to the compendium of
individual attributes that cover the characteristics of invariable,
indivisible and unbreakable, where it is composed of physical,
psychological, moral and sexual integrity, which constitute the set of
elements to ensure their welfare.
This right is recognized in the Ecuadorian national political charter,
which makes it one of constitutional rank, so that Article 66 numeral
3, in its various paragraphs to achieve the objective of protecting the
safety and welfare of persons, in addition to the integrity in the
dimensions detailed above, extends by referring to the access to a life
free of violence, the prohibition of forced disappearances, the use of
treatment that causes pain or suffering to the individual and is cruel,
inhuman or degrading, and the use of genetic material or scientific
experimentation contrary to human rights. (Constituent Assembly,
2008).
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The State must take into account situations of double vulnerability,
where among the prison population there are the elderly, pregnant
women, people with disabilities, catastrophic illnesses, where
additional assessments for their physical integrity (health) are
imperative; and on the other hand, that of adolescent offenders raises
considerations such as confidentiality and protection of their identities
because "This prerogative constitutes a legal guarantee for
adolescents, avoids dishonoring them morally" (Bermúdez Santana,
2021, p. 34). (Bermúdez Santana, 2021, p. 34).which is another
dimension of the right to integrity.
With regard to the right under study, the COIP typifies crimes against
personal integrity, among which the crime of torture is established,
especially in relation to PPL, which implies that pain or suffering is
inflicted on a person, for which the deprivation of liberty of whoever
commits it is proposed as a sanction, to which it is extended that if a
public servant with competence to prevent this fact does not act, he
will also be subject to be punished with deprivation of liberty. It should
be noted that as torture is typified, it states that it is not limited to the
physical, being that it textually states "(...) of a physical or
psychological nature or submits it to conditions or methods that annul
its personality or diminish its physical or mental capacity." (National
Assembly of Ecuador, 2014)which reiterates different dimensions of
the right.
Physical integrity is made up of different aspects, which aim to protect
the individual's physical body as well as his or her physical health, and
to prevent acts of torture. In the area of health, the law recognizes that
the prison population must have the resources to ensure their
comprehensive health, so that the various rehabilitation centers must
have a doctor and a psychologist to cover basic and general aspects;
however, if specialized care is needed, it will be coordinated with the
Ministry of Public Health for the care of more complex diseases or
catastrophic or other diseases. In addition, preventive medical care
such as vaccination campaigns, etc., should be included.
Activities that contribute to the health of inmates integrate the
attention to their nutritional and recreational needs. Therefore, they
must have adequate food, meeting the needs and particularities in the
face of facts such as double vulnerability, because some individuals
may have specific medical conditions that require a nutritional plan,
which is known as special diets assigned to pregnant women or people
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with catastrophic diseases, while the recreational area consists of
physical activity through sports practices.
The Convention against Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment defines torture as "any act by
which severe pain or suffering, whether physical or mental, is
intentionally inflicted on a person for such purposes as obtaining from
him or a third person information, confession or punishment" (United
Nations, 1984, p. 01). (United Nations, 1984, p. 01).(United Nations,
1984, p. 01), so it is appropriate in the case of persons deprived of
liberty to receive the aforementioned humane treatment, which
adheres to their right to be protected against any type of violence,
mistreatment, abuse or injury, whether by the State or by private
individuals. This fact gives room to the next dimension, the psychic
one.
The psychic aspect, formerly understood as the essence of a human
being, the way they have to understand reality, because no individual
responds to an action in the same way, each one will have different
opinions or considerations, in conclusion, this right is the sum of
behaviors, feelings, thoughts that govern the life of an individual and
that shape his personality.
Therefore, psychological integrity is indispensable because it provides
well-being in all senses, allows the development of capacities and skills
that make an individual confident and balanced. Such integrity must
also be granted to persons who are deprived of their liberty in order to
preserve their psychological stability, so that respect for this right
prevents cruel practices such as torture, which not only affects a
person physically but also causes alterations in their mental and
emotional state, from being carried out by the authorities and
personnel in charge of their custody.
It is necessary to mention that, in the past in the Ecuadorian State
coercive practices were used to obtain confessions, since the person
was subjected to manipulate his mind, which caused problems in his
emotional state, however, the Convention against Torture and Other
Cruel, Inhuman or Degrading Treatment or Punishment is subscribed,
which in its Art. 11 provides as an obligation of States to keep
"(...)systematically under review interrogation rules and instructions,
methods and practices, as well as arrangements for custody and
treatment..." (United Nations, 1984, p. 04) (United Nations, 1984, p.
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04) in relation to inmates in order to avoid any case of torture,
including psychological torture.
It can be established that penitentiary type centers merit an adequate
distribution, in order to satisfy the needs of the inmates, and among
these needs is psychological care, since people who are deprived of
their freedom, due to their very condition of isolation from the rest of
society and subjection to a preset penitentiary regime with a fixed
standard, where they lose their intimacy; This can put their mental
stability at risk, which, if not taken care of, will have negative
repercussions, causing pathologies such as anxiety and depression or
an alteration of the personality caused by the rupture of the social
connection when they are cut off from family and social ties, therefore,
the State must provide security and consider their emotional state; this
is another argument for the development of multidimensional public
policies.
It is necessary to take into account that, the COIP, "guarantees the
rehabilitation of PPL and their needs, capacities and abilities must be
taken into account." (National Assembly of Ecuador, 2014, p. 31).
Therefore, in the framework of the Regulations of the National Social
Rehabilitation System, it defines the treatment of PPL as a "(...)
therapeutic and psychosocial process, which stimulates the proactive
participation of the person deprived of liberty, within the framework
of a progressive and regressive system that makes their rehabilitation
and social reintegration viable". (Ministry of Justice, Human Rights
and Cults, 2016).. However, without a clear prison policy for their
rehabilitation and sufficient resources, it is unenforceable and instead,
inmates become unproductive and dependent on the system, with little
chance of being reintegrated into Ecuadorian society.
Another aspect of the right to integrity is morality, which, from a
reflective point of view, leads the individual to consider what is good
or bad, therefore, to differentiate what is just (legal) from what is
unjust (contrary to the rules), which in turn safeguards the
foundations to act at a social level within the framework of convictions,
beliefs, recognition of their own identity and autonomy, and honor;
where respect for their dignity and the value of each person as a human
being is added.
The persons deprived of liberty, being part of the priority attention
group, are susceptible to situations that violate their rights, so the State
should consider within the prison policies an intercultural approach to
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facilitate their stay in the prison taking into account the traditions and
customs, especially of the indigenous communities where each
individual plays a fundamental and vital role in their way of life, being
that in the cultural field will be carried out jointly between the State
portfolios, which are assigned in issues of culture and heritage, justice
and human rights. From this position, "moral integrity is the right of
every person to develop his life in accordance with his beliefs." (Alba,
2021, p. 1) (Alba, 2021, p. 1), in which the human being must be able
to live in accordance with his convictions, since these represent his
values and traditions, which are the norms that the subject respects at
the moment of executing his daily actions.
The main focus in relation to persons deprived of liberty in relation to
moral integrity is being subjected to cruel, inhuman or degrading
treatment, where it is the State, through its officials or persons who are
in the exercise of any public function, who may perform acts directly
or give their consent or acquiescence to perform them, and that these
are intended to produce in the prisoner feelings of fear, anguish,
inferiority, humiliation, or the breaking of his moral resistance. Moral
integrity is violated when the person is the victim of denigrating
treatment that undermines his or her faculty to decide and
simultaneously his or her dignity and honor, discarding his or her own
convictions; these affectations may be more evident in Rehabilitation
Centers, since the PPL are subordinated to the penitentiary system.
In view of such precepts, we reiterate the statements of the Inter-
American Court which refers that it is the duty of the States "to deploy
immediate actions that guarantee the physical, psychological and
moral integrity of the inmates, as well as their right to life and the right
to enjoy the minimum conditions of a dignified life" (Inter-American
Court of Human Rights, 2020, p. 29). (Inter-American Court of
Human Rights, 2020, p. 29).The objective of the penitentiary system
is rehabilitation and reinsertion.
Finally, in the context of sexual integrity, it can be established that "it
is a person's sexual freedom, dignity and capacity for discernment"
(Ortiz, 2020, p. 2220). (Ortiz, 2020, p. 2220) which implies protecting
the faculty that an individual has to voluntarily consent to a sexual act,
this guarantees the choice of those who are legally capable (18 years
old), avoiding being victims of any act that transgresses this
dimension.
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The COIP criminalizes behaviors that violate sexual and reproductive
integrity, where the governing verb is the word obligate, which
describes actions where using a superior position or authority a person
is intimidated or forced to comply with a certain activity, preventing
him/her from self-determination, i.e., he/she lacks the ability to
choose, therefore, this type of behavior is performed against the will of
the subject, since he/she did not give his/her consent.
The violation of sexual integrity occurs when the person cannot resist
and is forced to perform certain actions against their will, these
situations are aggravated in the case of PPL, such as "women are often
asked to submit to searches that degrade their integrity, as well as the
sexual favors they perform to protect themselves from other inmates
or to communicate with family members." (Antony, 2022, p. 4). Due
to the situation, parameters have even been defined to separate the
prison population, between adults categorized according to male or
female sex and adolescent offenders, in addition to having staff of both
sexes, so that female inmates are supervised exclusively by women,
avoiding body searches by male staff, as well as prioritizing their
medical care to protect their personal privacy.
Social rehabilitation centers "are places where individuals serve
sanctions imposed by criminal law, through the different Courts or
Tribunals" (Caro, 2019, p. 40), so it is the responsibility of the State to
be the custodians of both the enforcement of penalties, but also the
safeguarding of the rights of inmates, this implies that prison officials
must avoid situations that may violate the dignity of inmates,
especially actions that attempt against their personal integrity in its
various dimensions.
The Right to Integrity of Persons Deprived of Liberty in the
International Context
Mandela's rules are based on respect for the standards for the
treatment of inmates, which promotes treatment with dignity, without
there being a violation of their human value, therefore, the prohibition
of cruel and degrading practices such as torture in prisons is
established as the axis, In particular, under no circumstances may
painful measures such as the restriction of food and water or the use
of chains, the existence of medical services, the individualization of
inmates, among others, be applied as disciplinary measures,
guidelines that have been defined by the General Assembly of the
United Nations.
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The Convention against Torture is based on the ideals established in
the Charter of the United Nations, which states that all human beings
are equal in freedom and rights, therefore, these fundamental
freedoms represent something intrinsic to the inherent dignity of
persons, Therefore, it is prohibited to establish cruel and degrading
punishments or to apply disciplinary measures based on torture in
penitentiary centers, since these are painful and degrading, that is,
they are inhumane practices.
Also, the Inter-American Convention to Prevent and Punish Torture is
an international instrument, signed by Ecuador on May 30, 1986 and
ratified on September 30, 1999. The States that signed this instrument
have the obligation to take measures to prevent and punish torture and
other cruel, inhuman or degrading treatment, as well as to guarantee
that persons deprived of their liberty are treated with humanity and
respect for their dignity. (Inter-American Commission on Human
Rights, n.d.).
Thus, these various international instruments seek to safeguard the
dignity and personal integrity of persons deprived of their liberty, with
a special focus on preventing acts of torture.
Prison system in Ecuador
With the passage of time, new ways of applying the punitive power of
the State have been sought, in which the deprivation of liberty seeks to
correcting behaviors that went against the system and social harmony,
in such a way that by the 19th century the ideas of mistreatment,
torture and physical punishment were left aside and replaced by
imprisonment as a sanction mechanism" (Sailema, 2022, p. 10).
(Sailema, 2022, p. 10)..
This system in the Ecuadorian case is called <<National System of
Social Rehabilitation>>, which inserts centers of deprivation of
liberty, which as noted by Goffman (1991) are institutions in which
people have been contained with the obligation to remain there for a
certain period of time, which will be under the supervision of a
competent authority (as cited in Galvani, 2022, p. 13).
These deprivation centers, therefore, are classified between those of
deprivation of liberty (CPPL) and those of social rehabilitation (CRS)
and are under the responsibility of the Ministry of Justice, Human
Rights and Cults, to whom the persons deprived of liberty will be under
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the custody and surveillance. Ultimately, it aims to generate
coordination between the various actors responsible for the context of
justice, rehabilitation and reintegration of those deprived of liberty,
both adults and adolescent offenders, to ensure their safety and well-
being, including technical, educational and job training, as well as
medical and psychological assistance.
Although in Ecuador deprivation of liberty has been applied as a
sanction, it was not until 2007 that a modernization of the regulation
system in prisons took place, since these were in crisis due to the lack
of efficient management, in such virtue, additional institutions with
competence in the matter were formed, for example, through
"executive decree 784/2007 the Ministry of Justice and Human Rights
was established, or the Transitory Unit of Management of the public
and free criminal defense through decree 441/2007". (Aguirre Salas,
León, & Ribadeneira, 2020, p. 97)..
A possible decline of the system may be due to "(...) prison
overcrowding, militarization of social deprivation centers, torture,
degrading and inhuman treatment, several directors and public
servants imprisoned for corruption, criminal gang rivalry and mass
murder" (Wilmer Francisco Ortiz-Criollo, 2023). (Wilmer Francisco
Ortiz-Criollo, 2023)This exposes the prison reality, making it
imperative to provide not only recognition of rights, but also
guarantees and mechanisms to make them effective.
In Latin American countries it has been evidenced that there is a lack
of control of the centers of deprivation of liberty, which are derived
from the lack of an efficient government, which has led to these
facilities witnessing scenarios such as overcrowding of the population,
unhealthiness, violence, among others. (Jordán Naranjo, Caicedo
Banderas, Huera Castro, & BucaramCaicedo, 2019, p. 1)..
A latent problem in the penitentiary system is identified by the
overcrowding of these centers, since most of them exceed the limits or
the capacity for which they were built, in many cases this aspect
responds to the abuse of pretrial detention, which "deprives of liberty
an individual who does not have a conviction, but who is in a judicial
process" (Solar, 2021, p. 127). (Solar, 2021, p. 127).This statement is
supported by the study conducted by Melo Vélez and Arteaga on "The
militarization of prisons and the prison crisis in Ecuador, where in
2022 out of 34,821 persons deprived of their liberty, at least 60% of
them do not have a conviction" (Melo Vélez & Vélez, 2021, p. 127).
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(Melo Velez & Velez Arteaga, 2023, p. 13).. In view of these
considerations, it is necessary to identify the reality of the rights of
persons deprived of liberty with emphasis on the right to life and
integrity during their stay in one of these centers.
This system, which faces a series of multifaceted challenges, with
limited human, physical and economic resources, and a possible lack
of offers for an adequate reinsertion and a scarce control of the
execution of sentences, must promote action axes oriented to
penitentiary security, rationalize the use of the deprivation of liberty,
strengthen the institutionalism of post-penitentiary social reinsertion,
among others, highlighting that the system has as its "(...) purpose
around the deprived of liberty, the caution and protection of their
rights, the development of capacities, comprehensive rehabilitation
and socioeconomic reinsertion".) "the purpose of the system is to
safeguard and protect the rights of inmates, develop their capacities,
comprehensive rehabilitation and socio-economic reintegration"
(Villamarín Rodríguez & López M. M.). (Villamarín Rodríguez & López
Moya, 2023, p. 6684)..
Habeas corpus as a protection mechanism for persons deprived of
liberty
Ecuador, being a constitutional country, enshrines a broad category of
rights, which can be claimed through actions in the ordinary
jurisdictional venue, but at the same time it has defined principles for
their application and guarantees in this norm, which "are means
available to the inhabitants to uphold their rights before the
authorities" (Jorge Mateo Villacres-López, 2021, p. 1, p. 1). (Jorge
Mateo Villacres-López, 2021, p. 1).that is to say, they are mechanisms
to promote their effectiveness.
These constitutional guarantees are classified in two, the primary ones
where the normative and public policies are found (at doctrinal level
are added those of institutionalism of the State), and the secondary
ones that are applicable when the first ones are not sufficient to solve
the problem, being the jurisdictional ones that have as purpose to
allow the citizen to use an action, in the seat of the constitutional
justice, so that the effective protection of the rights is fulfilled. Within
this classification there is a subdivision with seven types of actions,
each one for the protection of a specific right, and among them is the
Habeas Corpus, which is activated when a person is deprived of his
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freedom illegitimately, illegally or arbitrarily, from its original
conception.
Habeas Corpus is currently contained in Article 89 of the 2008
Constitution, which states that "its purpose is to recover the liberty of
anyone who is illegally, arbitrarily or illegitimately deprived of it, by
order of an authority or any person, as well as to protect the life and
physical integrity of persons deprived of liberty" (Constituent
Assembly, 2008, p. 40). (Asamblea Constituyente, 2008, p. 40). In
other words, it expressly emphasizes the physical integrity of the
inmates.
In the words of the Inter-American Court of Human Rights
(hereinafter IACHR), "prisoners are overcrowded and subjected to
violence by their co-prisoners or their guards" (IACHR, 2021, p. 2021,
p. 207). (IACHR, 2021, p. 247).For this reason, the jurisdictional
guarantee of Habeas Corpus protects three fundamental rights:
liberty, life, and personal integrity. This tool can be activated
individually or collectively when the detention is abusively executed,
or when the deprivation of liberty generates affectations to related
rights such as physical integrity.
In this sense, it is understood that "prison security guarantees security
and social defense" (García, 2022, p. 520). (García, 2022, p.
520).Therefore, the fact of being deprived of liberty temporarily or
permanently, due to a sanction imposed by the judges on a certain
person for committing a conduct contrary to the law, does not imply
that he deserves a degrading treatment or space for his rehabilitation,
which is why the State has established mechanisms to ensure that in
case of a violation of these essential rights, they can access
jurisdictional mechanisms.
Verifying decisions of the IACHR. "A relevant case corresponds to the
one filed by the "Instituto de Reeducación del Menor" v. Paraguay"
(Inter-American Court of Human Rights, 2020). (Inter-American
Court of Human Rights, 2020).In its judgment of September 2, 2004,
the Court stated that it is the obligation of the State to be the guarantor
of the rights to life and personal integrity of the PPL, generating
minimum conditions of human dignity in detention centers and "that
the manner and method of exercising the measure does not subject
him to anguish or difficulty that exceeds the inevitable level of
suffering intrinsic to the detention", however, the "inhuman and
degrading conditions, exposing them to a climate of violence,
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insecurity, abuse, corruption, distrust and promiscuity" evidenced the
accreditation of physical, psychological or moral violence that
aggravates the conditions of detention, which was the subject of a
generic habeas corpus.
Within the framework of the Organic Law of Jurisdictional Guarantees
and Constitutional Control (hereinafter LOGJCC), it states that
Habeas Corpus has several fields to extend its scope of protection of
ppl, thus reflecting its protection of related rights either against public
authorities or in relation to any person, Therefore, it guarantees
deprivation of liberty after a written and reasoned order by the
competent judge, except in cases of flagrante delicto, avoiding forced
exile, torture, cruel, inhuman or degrading treatment, immediate
release after the pertinent judicial disposition, or if the preventive
detention has expired, the impediment of incommunicado detention
or being subjected to treatment that violates their human dignity.
Therefore, in addition to the generic habeas corpus, there is the
corrective habeas corpus whose "claim is aimed at ceasing acts of an
injurious nature, in addition to seeking reparation for omissions made
by prison officials" (Velastegui Ruiz & López Moya, 2023, p. 6105).
(Velastegui Ruiz & López Moya, 2023, p. 6105).The purpose of this
action is not the freedom of the individual, but the protection of rights
while serving the sentence, noting that these guarantees always seek
reparation, i.e., this action in addition to protecting freedom, seeks to
safeguard related rights such as life and integrity, ensuring that human
dignity is respected and acts that violate fundamental rights are not
carried out.
Effectiveness of the mechanisms of legal protection of the right to
integrity in the ppl (Discussion of results).
In Ecuador, detention centers do not have sufficient physical, human
and economic resources to guarantee the constitutionally recognized
rights of persons deprived of their liberty, since it has been shown that
most of these centers have a population in excess of their capacity and
population limit, This generates precarious conditions that violate the
right to personal integrity of these individuals in its different
dimensions (physical, psychological, moral and sexual), as well as
other related rights such as life, health, food, security, among others.
A key point is that the State must focus on human dignity and with it
the right to a dignified life, being that despite the sanction that weighs
on them, they still maintain their quality of human beings, thus
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emphasizing once again the aspiration of the prison system of
treatment, reintegration and prevention of recidivism, which is
achieved by generating skills and a post-penitentiary control.
One of the issues addressed in this context has been the facts of torture,
cruel or inhuman treatment, highlighting the right of the PPL to
declare before the competent authority the treatment received while
serving the sentence, so that the right to effective judicial protection is
maintained, being that the case is being executed. Under this same
scenario, the actions of institutions such as the Ombudsman's Office
have among their competencies to make on-site visits to these spaces
to determine possible violations of rights, mainly against their
personal integrity, since the conditions they present are not optimal
for the protection and safety of these.
In addition, the Ombudsman's Office must supervise that no acts that
violate human rights are carried out, bearing in mind that acts of
torture, cruel, inhuman or degrading treatment are prohibited, since
this puts at risk the guarantee of the right to personal integrity, and
finally, it must ensure that due process is respected, given that several
inmates are under preventive detention measures and criminal cases
are currently being substantiated. This degree of protection in turn in
the international context is exercised by consulates, in favor of human
rights and due process of Ecuadorians who are deprived of their
liberty.
In case of violation of rights, the Ombudsman's Office can also activate
international protection mechanisms, an example of which is the
Inter-American Commission on Human Rights, which has adopted the
principles and good practices concerning persons deprived of liberty,
additionally there is the subcommittee for the Prevention of Torture or
the Committee against Torture of the UN who issue recommendations
to Ecuador for internal adjustments , which became evident against a
series of violent events that occurred in prisons. On the other hand, the
Universal Declaration of Human Rights and the International
Covenant on Civil and Political Rights guarantee the protection of the
rights of PPL, however, despite the existence of these international
mechanisms, violence and insecurity in prisons is a latent problem.
It is worth mentioning that the COIP establishes a disciplinary regime,
detailing minor, serious and very serious offenses by inmates, which
can be perpetrated in prisons and are punishable by the authorities,
including participating in fights or quarrels, deliberately endangering
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their personal safety and that of the rest of the individuals in the
prison, as well as failure to comply with the orders of those in charge
of the prison, being their substantiation the competence of the
authority determined in the center, however, the PPL will have the
right to challenge the sanction before the judge of penitentiary
guarantees. This regime also safeguards security in the different
centers of deprivation of liberty, where, as detailed, it provides for the
actions of administrative and jurisdictional authorities.
Finally, with a jurisdictional approach for the protection of the right to
physical integrity and related rights, there is the guarantee of Habeas
Corpus, where there is not only this action in a generic way, but also
the corrective type that, although it does not seek to restore the right
to liberty, it does protect the PPL from violations in the centers while
they are serving their sentence. By using the jurisdictional guarantee
of Habeas corpus, reparation is sought for the damage caused, so that,
in this guarantee with a corrective approach, the specific case must be
analyzed in order for the judge to define the compensation.
In addition, these violations can be committed not only among
inmates, but also by public servants, officials and employees, in
accordance with Article 11 of the Constitution of the Republic of
Ecuador "and all persons acting in the exercise of public authority shall
be obliged to redress violations of rights" (Constitutional Assembly,
2008). (Constituent Assembly, 2008)(Constituent Assembly, 2008),
generating on the one hand the civil, criminal and administrative
liability and on the other hand the patrimonial liability of the State.
Conclusions
The penitentiary system in Ecuador has been established as a means
of punitive application for those individuals who have committed a
criminal act typified in the criminal law, which will be under the
administration of the competent authorities who must ensure the
effective functioning of the detention centers. Although this
mechanism has been established as a sanctioning method, there are
different aspects that must be taken into account regarding the
treatment to be given to the PPL, which must comply with the
constitutional provisions and other regulations of the legal system,
including international instruments, with emphasis on the axes of the
system which are the execution of the sentence, and in turn
rehabilitation, reintegration and non-repetition.
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The Ecuadorian Constitution recognizes persons deprived of their
liberty as a group of priority attention due to the fact that they are
confined in a center, understanding that they do not have access to
their right to freedom of movement, in this sense, this may result in
the violation of other constitutionally recognized rights, therefore,
affirmative actions or special measures should be applied to balance
their situation, since this limitation does not lead to a normative or
social abandonment. At the international level, various treaties and
conventions have been signed with the aim of guaranteeing the
protection of inmates in order to maintain their human dignity and
personal integrity and to establish minimum conditions for their
treatment, including the prohibition of cruel and inhuman treatment,
such as the Mandela Rules, which establish the treatment that inmates
must receive and prohibit the application of degrading disciplinary
measures; the Convention against Torture, which is based on the ideal
that all human beings are equal and is against treatment involving
mistreatment and humiliation; the Inter-American Convention to
Prevent and Punish Torture seeks to establish preventive measures
against the violation of personal integrity by preventing actions that
violate dignity.
Habeas corpus is a constitutional and jurisdictional guarantee that
defends the right to individual liberty of any person who is deprived of
it illegally, arbitrarily and illegitimately, this guarantee plays an
important role in the protection of the fundamental rights of prisoners,
This guarantee plays an important role in the protection of the
fundamental rights of prisoners, since it ensures that arrests are made
in compliance with all legal requirements, which extends its protection
to the right to physical integrity of the individual, in addition to related
rights, several of which are linked to the execution of sentences, where
the corrective Habeas corpus is activated. Another tool that can be
activated is to resort to the Ombudsman's Office, which is empowered
to supervise that inhuman or degrading acts that violate human rights
are not carried out in the centers of deprivation of liberty, that is to say,
it must ensure that cruel treatment or torture is not applied, which is
a violation of personal integrity, it is also responsible for ensuring
respect for due process, and in the international context it will be the
competence of the consulates. On the other hand, at the international
level there are protection mechanisms such as the Inter-American
Commission on Human Rights, the Subcommittee for the Prevention
of Torture or the Committee against Torture of the UN, which issue
recommendations to Ecuador to implement internal adjustments in its
legal system, or in cases that go as far as the Inter-American Court, it
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can lead to evidence of state responsibility in a process, which includes
that which is of a patrimonial nature. It is also worth mentioning the
compendium of other options to safeguard the management of the
centers, and thus the integrity of those who remain in them, such as
the disciplinary rules that govern them and finally the civil, criminal
or administrative liability of the different public sector servants,
officials and employees for the affectation of the normatively
recognized rights.
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